-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ryn/VJGAFcSzFEvmrfNokjENdIKRhhQQe0D7Y1tyV3oD371J/66S32BvgEn2oH7c /pULE/0d5K5OEymPiiIotA== 0001104659-11-007277.txt : 20110214 0001104659-11-007277.hdr.sgml : 20110214 20110214140349 ACCESSION NUMBER: 0001104659-11-007277 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 GROUP MEMBERS: JOHN G. FREUND GROUP MEMBERS: SKYLINE EXPANSION FUND MANAGEMENT, LLC GROUP MEMBERS: SKYLINE VENTURE MANAGEMENT III, LLC GROUP MEMBERS: SKYLINE VENTURE PARTNERS III, L.P. GROUP MEMBERS: SKYLINE VENTURE PARTNERS QUALIFIED PURCHASER FUND III, L.P. GROUP MEMBERS: YASUNORI KANEKO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANSEN MEDICAL INC CENTRAL INDEX KEY: 0001276591 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82535 FILM NUMBER: 11605618 BUSINESS ADDRESS: STREET 1: 380 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650 404 5800 MAIL ADDRESS: STREET 1: 380 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Skyline Expansion Fund, L.P. CENTRAL INDEX KEY: 0001296779 IRS NUMBER: 770576713 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 125 UNIVERSITY AVE. STREET 2: C/O SKYLINE VENTURES CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-462-5800 MAIL ADDRESS: STREET 1: 125 UNIVERSITY AVE. STREET 2: C/O SKYLINE VENTURES CITY: PALO ALTO STATE: CA ZIP: 94301 SC 13G/A 1 a11-5836_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 3)*

 

HANSEN MEDICAL, INC.

(Name of Issuer)

COMMON STOCK, PAR VALUE $0.0001 PER SHARE

(Title of Class of Securities)

411307 10 1

(CUSIP Number)

DECEMBER 31, 2010

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No. 411307 10 1

 

 

1.

Name of Reporting Persons
Skyline Expansion Fund, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,000,936 (2)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,000,936 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,000,936 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
3.7% (3)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1) This Schedule 13G is filed by Skyline Expansion Fund, L.P., Skyline Expansion Fund Management, LLC, Skyline Venture Partners III, L.P., Skyline Venture Partners Qualified Purchaser Fund III, L.P., Skyline Venture Management III, LLC, John G. Freund and Yasunori Kaneko (collectively, the “Skyline Entities”).  The Skyline Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)  Includes: (i) 45,737 shares held by Skyline Venture Partners III, L.P.; (ii) 1,837,041 shares held by Skyline Venture Partners Qualified Purchaser Fund III, L.P.; (iii) 111,585 shares held by Skyline Expansion Fund, L.P.; and (iv) 6,573 shares held by Skyline Venture Management III, LLC.  Skyline Venture Management III, LLC is the sole general partner of Skyline Venture Partners Qualified Purchaser Fund III, L.P and Skyline Venture Partners III, L.P.  Skyline Venture Management III, LLC is also the managing member of Skyline Expansion Fund Management, LLC, which is the sole general partner of Skyline Expansion Fund, L.P.  John G. Freund and Yasunori Kaneko are managing directors of Skyline Venture Management III, LLC and share voting and dispositive power over the shares held by the Skyline Entities; however, they disclaim beneficial ownership of the shares held by these entities, except to the extent of their pecuniary interests therein.

 

(3)  This percentage is calculated based upon 53,790,647 shares of the Issuer’s common stock outstanding (as of October 29, 2010), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 11, 2010.

 

2



 

CUSIP No. 411307 10 1

 

 

1.

Name of Reporting Persons
Skyline Expansion Fund Management, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,000,936 (2)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,000,936 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,000,936 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
3.7% (3)

 

 

12.

Type of Reporting Person (See Instructions)
OO

 


(1) This Schedule 13G is filed by Skyline Expansion Fund, L.P., Skyline Expansion Fund Management, LLC, Skyline Venture Partners III, L.P., Skyline Venture Partners Qualified Purchaser Fund III, L.P., Skyline Venture Management III, LLC, John G. Freund and Yasunori Kaneko (collectively, the “Skyline Entities”).  The Skyline Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)  Includes: (i) 45,737 shares held by Skyline Venture Partners III, L.P.; (ii) 1,837,041 shares held by Skyline Venture Partners Qualified Purchaser Fund III, L.P.; (iii) 111,585 shares held by Skyline Expansion Fund, L.P.; and (iv) 6,573 shares held by Skyline Venture Management III, LLC.  Skyline Venture Management III, LLC is the sole general partner of Skyline Venture Partners Qualified Purchaser Fund III, L.P and Skyline Venture Partners III, L.P.  Skyline Venture Management III, LLC is also the managing member of Skyline Expansion Fund Management, LLC, which is the sole general partner of Skyline Expansion Fund, L.P.  John G. Freund and Yasunori Kaneko are managing directors of Skyline Venture Management III, LLC and share voting and dispositive power over the shares held by the Skyline Entities; however, they disclaim beneficial ownership of the shares held by these entities, except to the extent of their pecuniary interests therein.

 

(3)  This percentage is calculated based upon 53,790,647 shares of the Issuer’s common stock outstanding (as of October 29, 2010), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 11, 2010.

 

3



 

CUSIP No. 411307 10 1

 

 

1.

Name of Reporting Persons
Skyline Venture Partners III, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,000,936 (2)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,000,936 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,000,936 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
3.7% (3)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1) This Schedule 13G is filed by Skyline Expansion Fund, L.P., Skyline Expansion Fund Management, LLC, Skyline Venture Partners III, L.P., Skyline Venture Partners Qualified Purchaser Fund III, L.P., Skyline Venture Management III, LLC, John G. Freund and Yasunori Kaneko (collectively, the “Skyline Entities”).  The Skyline Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)  Includes: (i) 45,737 shares held by Skyline Venture Partners III, L.P.; (ii) 1,837,041 shares held by Skyline Venture Partners Qualified Purchaser Fund III, L.P.; (iii) 111,585 shares held by Skyline Expansion Fund, L.P.; and (iv) 6,573 shares held by Skyline Venture Management III, LLC.  Skyline Venture Management III, LLC is the sole general partner of Skyline Venture Partners Qualified Purchaser Fund III, L.P and Skyline Venture Partners III, L.P.  Skyline Venture Management III, LLC is also the managing member of Skyline Expansion Fund Management, LLC, which is the sole general partner of Skyline Expansion Fund, L.P.  John G. Freund and Yasunori Kaneko are managing directors of Skyline Venture Management III, LLC and share voting and dispositive power over the shares held by the Skyline Entities; however, they disclaim beneficial ownership of the shares held by these entities, except to the extent of their pecuniary interests therein.

 

(3)  This percentage is calculated based upon 53,790,647 shares of the Issuer’s common stock outstanding (as of October 29, 2010), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 11, 2010.

 

4



 

CUSIP No. 411307 10 1

 

 

1.

Name of Reporting Persons
Skyline Venture Partners Qualified Purchaser Fund III, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,000,936 (2)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,000,936 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,000,936 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
3.7% (3)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1) This Schedule 13G is filed by Skyline Expansion Fund, L.P., Skyline Expansion Fund Management, LLC, Skyline Venture Partners III, L.P., Skyline Venture Partners Qualified Purchaser Fund III, L.P., Skyline Venture Management III, LLC, John G. Freund and Yasunori Kaneko (collectively, the “Skyline Entities”).  The Skyline Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)  Includes: (i) 45,737 shares held by Skyline Venture Partners III, L.P.; (ii) 1,837,041 shares held by Skyline Venture Partners Qualified Purchaser Fund III, L.P.; (iii) 111,585 shares held by Skyline Expansion Fund, L.P.; and (iv) 6,573 shares held by Skyline Venture Management III, LLC.  Skyline Venture Management III, LLC is the sole general partner of Skyline Venture Partners Qualified Purchaser Fund III, L.P and Skyline Venture Partners III, L.P.  Skyline Venture Management III, LLC is also the managing member of Skyline Expansion Fund Management, LLC, which is the sole general partner of Skyline Expansion Fund, L.P.  John G. Freund and Yasunori Kaneko are managing directors of Skyline Venture Management III, LLC and share voting and dispositive power over the shares held by the Skyline Entities; however, they disclaim beneficial ownership of the shares held by these entities, except to the extent of their pecuniary interests therein.

 

(3)  This percentage is calculated based upon 53,790,647 shares of the Issuer’s common stock outstanding (as of October 29, 2010), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 11, 2010.

 

5



 

CUSIP No. 411307 10 1

 

 

1.

Name of Reporting Persons
Skyline Venture Management III, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,000,936 (2)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,000,936 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,000,936 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
3.7% (3)

 

 

12.

Type of Reporting Person (See Instructions)
OO

 


(1) This Schedule 13G is filed by Skyline Expansion Fund, L.P., Skyline Expansion Fund Management, LLC, Skyline Venture Partners III, L.P., Skyline Venture Partners Qualified Purchaser Fund III, L.P., Skyline Venture Management III, LLC, John G. Freund and Yasunori Kaneko (collectively, the “Skyline Entities”).  The Skyline Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)  Includes: (i) 45,737 shares held by Skyline Venture Partners III, L.P.; (ii) 1,837,041 shares held by Skyline Venture Partners Qualified Purchaser Fund III, L.P.; (iii) 111,585 shares held by Skyline Expansion Fund, L.P.; and (iv) 6,573 shares held by Skyline Venture Management III, LLC.  Skyline Venture Management III, LLC is the sole general partner of Skyline Venture Partners Qualified Purchaser Fund III, L.P and Skyline Venture Partners III, L.P.  Skyline Venture Management III, LLC is also the managing member of Skyline Expansion Fund Management, LLC, which is the sole general partner of Skyline Expansion Fund, L.P.  John G. Freund and Yasunori Kaneko are managing directors of Skyline Venture Management III, LLC and share voting and dispositive power over the shares held by the Skyline Entities; however, they disclaim beneficial ownership of the shares held by these entities, except to the extent of their pecuniary interests therein.

 

(3)  This percentage is calculated based upon 53,790,647 shares of the Issuer’s common stock outstanding (as of October 29, 2010), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 11, 2010.

 

6



 

CUSIP No. 411307 10 1

 

 

1.

Name of Reporting Persons
John G. Freund

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,000,936 (2)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,000,936 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,000,936 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
3.7% (3)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1) This Schedule 13G is filed by Skyline Expansion Fund, L.P., Skyline Expansion Fund Management, LLC, Skyline Venture Partners III, L.P., Skyline Venture Partners Qualified Purchaser Fund III, L.P., Skyline Venture Management III, LLC, John G. Freund and Yasunori Kaneko (collectively, the “Skyline Entities”).  The Skyline Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)  Includes: (i) 45,737 shares held by Skyline Venture Partners III, L.P.; (ii) 1,837,041 shares held by Skyline Venture Partners Qualified Purchaser Fund III, L.P.; (iii) 111,585 shares held by Skyline Expansion Fund, L.P.; and (iv) 6,573 shares held by Skyline Venture Management III, LLC.  Skyline Venture Management III, LLC is the sole general partner of Skyline Venture Partners Qualified Purchaser Fund III, L.P and Skyline Venture Partners III, L.P.  Skyline Venture Management III, LLC is also the managing member of Skyline Expansion Fund Management, LLC, which is the sole general partner of Skyline Expansion Fund, L.P.  John G. Freund and Yasunori Kaneko are managing directors of Skyline Venture Management III, LLC and share voting and dispositive power over the shares held by the Skyline Entities; however, they disclaim beneficial ownership of the shares held by these entities, except to the extent of their pecuniary interests therein.

 

(3)  This percentage is calculated based upon 53,790,647 shares of the Issuer’s common stock outstanding (as of October 29, 2010), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 11, 2010.

 

7



 

CUSIP No. 411307 10 1

 

 

1.

Name of Reporting Persons
Yasunori Kaneko

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,000,936 (2)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,000,936 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,000,936 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
3.7% (3)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1) This Schedule 13G is filed by Skyline Expansion Fund, L.P., Skyline Expansion Fund Management, LLC, Skyline Venture Partners III, L.P., Skyline Venture Partners Qualified Purchaser Fund III, L.P., Skyline Venture Management III, LLC, John G. Freund and Yasunori Kaneko (collectively, the “Skyline Entities”).  The Skyline Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

(2)  Includes: (i) 45,737 shares held by Skyline Venture Partners III, L.P.; (ii) 1,837,041 shares held by Skyline Venture Partners Qualified Purchaser Fund III, L.P.; (iii) 111,585 shares held by Skyline Expansion Fund, L.P.; and (iv) 6,573 shares held by Skyline Venture Management III, LLC.  Skyline Venture Management III, LLC is the sole general partner of Skyline Venture Partners Qualified Purchaser Fund III, L.P and Skyline Venture Partners III, L.P.  Skyline Venture Management III, LLC is also the managing member of Skyline Expansion Fund Management, LLC, which is the sole general partner of Skyline Expansion Fund, L.P.  John G. Freund and Yasunori Kaneko are managing directors of Skyline Venture Management III, LLC and share voting and dispositive power over the shares held by the Skyline Entities; however, they disclaim beneficial ownership of the shares held by these entities, except to the extent of their pecuniary interests therein.

 

(3)  This percentage is calculated based upon 53,790,647 shares of the Issuer’s common stock outstanding (as of October 29, 2010), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 11, 2010.

 

8



 

CUSIP No. 411307 10 1

 

Introductory Note: This Statement on Schedule 13G is filed on behalf of Skyline Expansion Fund, L.P., a limited partnership organized under the laws of the State of Delaware (“Expansion Fund”), Skyline Expansion Fund Management, LLC, a limited liability company organized under the laws of the State of Delaware (“Expansion Management”), Skyline Venture Partners III, L.P., a limited partnership organized under the laws of the State of Delaware (“Venture Partners Fund III”), Skyline Venture Partners Qualified Purchaser Fund III, L.P., a limited partnership organized under the laws of the State of Delaware (“Venture Partners QP Fund III”), Skyline Venture Management III, LLC, a limited liability company organized under the laws of the State of Delaware (“Venture Management III”), John G. Freund (“Freund”) and Yasunori Kaneko  ( “Kaneko”, and collectively with Expansion Fund, Expansion Management, Venture Partners Fund III, Venture Partners QP Fund III, Venture Management III, and Freund, the “Skyline Entities”) in respect of shares of Common Stock of Hansen Medical, Inc.

 

Item 1(a)

Name of Issuer
Hansen Medical, Inc.

Item 1(b)

Address of Issuer’s Principal Executive Offices
380 North Bernardo Avenue

Mountain View, CA 94043

 

Item 2(a)

Name of Person Filing
Skyline Expansion Fund, L.P.

Skyline Expansion Fund Management, LLC

Skyline Venture Partners III, L.P.

Skyline Venture Partners Qualified Purchaser Fund III, L.P.

Skyline Venture Management III, LLC

John G. Freund

Yasunori Kaneko

Item 2(b)

Address of Principal Business Office or, if none, Residence
525 University Avenue, Suite 520

Palo Alto, CA 94301

Item 2(c)

Citizenship
Each of  Expansion Fund, Venture Partners Fund III and Venture Partners QP Fund III are limited partnerships organized in the State of Delaware.  Expansion Management, Management III and Skyline Management are limited liability companies organized in the State of Delaware.  Each of Freund and Kaneko are individuals residing in California.

Item 2(d)

Title of Class of Securities
Common Stock

Item 2(e)

CUSIP Number
411307 10 1

 

Item 3

Not applicable.

 

9



 

CUSIP No. 411307 10 1

 

Item 4

Ownership

 

Skyline Entity

 

Shares Held
Directly

 

Sole
Voting
Power

 

Shared
Voting
Power

 

Sole
Dispositive
Power

 

Shared
Dispositive
Power

 

Beneficial
Ownership

 

Percentage
of Class

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Skyline Expansion Fund, L.P.

 

111,585

 

0

 

2,000,936

 

0

 

2,000,936

 

2,000,936

 

3.7

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Skyline Expansion Fund Management, LLC

 

0

 

0

 

2,000,936

 

0

 

2,000,936

 

2,000,936

 

3.7

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Skyline Venture Partners III, L.P.

 

45,737

 

0

 

2,000,936

 

0

 

2,000,936

 

2,000,936

 

3.7

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Skyline Venture Partners Qualified Purchaser Fund III, L.P.

 

1,837,041

 

0

 

2,000,936

 

0

 

2,000,936

 

2,000,936

 

3.7

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Skyline Venture Management III, LLC

 

6,573

 

0

 

2,000,936

 

0

 

2,000,936

 

2,000,936

 

3.7

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

John G. Freund

 

0

 

0

 

2,000,936

 

0

 

2,000,936

 

2,000,936

 

3.7

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Yasunori Kaneko

 

0

 

0

 

2,000,936

 

0

 

2,000,936

 

2,000,936

 

3.7

%

 

Item 5

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.

 

Item 6

Ownership of More than Five Percent of Another Person

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

 

Item 8

Identification and Classification of Members of the Group

Not applicable.

 

Item 9

Notice of Dissolution of Group

Not applicable.

 

10



 

CUSIP No. 411307 10 1

 

Item 10

Certification

Not applicable.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

 

 

February 11, 2011

SKYLINE EXPANSION FUND, L.P.

 

 

 

 

BY:

SKYLINE EXPANSION FUND MANAGEMENT, LLC

 

ITS:

GENERAL PARTNER

 

 

 

 

BY:

SKYLINE VENTURE MANAGEMENT III, LLC

 

ITS:

MANAGING MEMBER

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Director

 

 

 

 

 

 

February 11, 2011

SKYLINE EXPANSION FUND MANAGEMENT, LLC

 

 

 

 

BY:

SKYLINE VENTURE MANAGEMENT III, LLC

 

ITS:

MANAGING MEMBER

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Director

 

 

 

 

 

 

February 11, 2011

SKYLINE VENTURE PARTNERS III, L.P.

 

 

 

 

BY:

SKYLINE VENTURE MANAGEMENT III, LLC

 

ITS:

GENERAL PARTNER

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Director

 

 

 

 

 

 

February 11, 2011

SKYLINE VENTURE PARTNERS QUALIFIED PURCHASER FUND III, L.P.

 

 

 

 

BY:

SKYLINE VENTURE MANAGEMENT III, LLC

 

ITS:

GENERAL PARTNER

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Director

 

 

 

 

 

 

February 11, 2011

SKYLINE VENTURE MANAGEMENT III, LLC

 

 

 

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Member

 

 

 

 

 

 

February 11, 2011

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

 

 

 

 

February 11, 2011

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

Yasunori Kaneko

 

11



 

CUSIP No. 411307 10 1

 

EXHIBIT INDEX

 

Exhibit No.

 

 

 

 

 

99.1

 

Agreement pursuant to 13d-1(k)(1) among Skyline Expansion Fund, L.P., Skyline Expansion Fund Management LLC, Skyline Venture Partners III, L.P., Skyline Venture Partners Qualified Purchaser Fund III, L.P., Skyline Venture Management III, LLC, John G. Freund and Yasunori Kaneko.

 

12


 

EX-99.1 2 a11-5836_1ex99d1.htm EX-99.1

Exhibit 99.1

 

AGREEMENT

 

Pursuant to Rule 13d-1(k)(l) promulgated pursuant to the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13G is being filed on behalf of each of the undersigned.

 

 

February 11, 2011

SKYLINE EXPANSION FUND, L.P.

 

 

 

 

BY:

SKYLINE EXPANSION FUND MANAGEMENT, LLC

 

ITS:

GENERAL PARTNER

 

 

 

 

BY:

SKYLINE VENTURE MANAGEMENT III, LLC

 

ITS:

MANAGING MEMBER

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Director

 

 

 

 

 

 

February 11, 2011

SKYLINE EXPANSION FUND MANAGEMENT, LLC

 

 

 

 

BY:

SKYLINE VENTURE MANAGEMENT III, LLC

 

ITS:

MANAGING MEMBER

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Director

 

 

 

 

 

 

February 11, 2011

SKYLINE VENTURE PARTNERS III, L.P.

 

 

 

 

BY:

SKYLINE VENTURE MANAGEMENT III, LLC

 

ITS:

GENERAL PARTNER

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Director

 

 

 

 

 

 

February 11, 2011

SKYLINE VENTURE PARTNERS QUALIFIED PURCHASER FUND III, L.P.

 

 

 

 

BY:

SKYLINE VENTURE MANAGEMENT III, LLC

 

ITS:

GENERAL PARTNER

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Director

 

 

 

 

 

 

February 11, 2011

SKYLINE VENTURE MANAGEMENT III, LLC

 

 

 

 

 

 

 

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

Managing Member

 

 

 

 

 

 

February 11, 2011

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

John G. Freund

 

 

 

 

 

 

February 11, 2011

By:

/s/ Kerry Kenny as attorney-in-fact

 

 

Yasunori Kaneko

 


 

-----END PRIVACY-ENHANCED MESSAGE-----